国家金融监督管理总局海南监管局行政处罚信息公开表
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行政处罚决定书文号
琼金罚决字〔2024〕83号
被处罚当事人
一、中国太平洋人寿保险股份有限公司海南分公司
二、陈玉兰(时任中国太平洋人寿保险股份有限公司海南分公司服务营销部副总经理[主持工作])
三、吴文雅(时任中国太平洋人寿保险股份有限公司海南分公司职业营销部人管岗员工)
四、熊小洁(时任中国太平洋人寿保险股份有限公司海南分公司团险业务部总经理助理[主持工作])
主要违法违规事实
一、诱导保险代理人从事违背诚信义务的活动
二、未及时给部分销售人员注销执业登记
三、未建立代理业务定期核查制度、核查结果未计入代理业务合规经营档案
行政处罚依据
《保险公司管理规定》第六十九条、《保险代理人监管规定》第九十四条、《保险公司中介业务违法行为处罚办法》第十九条
行政处罚决定
一、对中国太平洋人寿保险股份有限公司海南分公司警告并处罚款1.3万元
二、对陈玉兰警告并处罚款5000元
三、对吴文雅警告并处罚款1000元
四、对熊小洁警告并处罚款4000元
作出行政处罚决定的
机关名称
国家金融监督管理总局海南监管局
作出处罚决定的日期
2024年4月15日
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