国家金融监督管理总局青海监管局机关行政处罚信息公开表

国家金融监督管理总局青海监管局机关行政处罚信息公开表

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行政处罚决定书文号

青金罚决字〔2024〕5号

被处罚当事人

一、中联金安保险经纪有限公司青海分公司

二、郸文峰（时任中联金安保险经纪有限公司青海分公司 主要负责人）

三、赵白（时任中联金安保险经纪有限公司青海分公司 员工）

主要违法违规事实

客户告知书不规范、未向部分客户出示客户告知书

行政处罚依据

《保险经纪人监管规定》第九十五条

行政处罚决定

一、对中联金安保险经纪有限公司青海分公司责令改正，给予警告，并处罚款5000元

二、对郸文峰给予警告并处罚款5000元

三、对赵白给予警告并处罚款5000元

作出处罚决定的

机关名称

国家金融监督管理总局青海监管局

作出处罚决定的日期

2024年4月18日