国家金融监督管理总局江苏监管局行政处罚信息公开表
国家金融监督管理总局江苏监管局行政处罚信息公开表(苏金罚决字〔2024〕4号)_证券之星LenovoLenovo111952052-11.8.2.10154MicrosoftInternetExplorer402DocumentNotSpecified7.8 磅Print0@font-face{font-family:"Times New Roman";}@font-face{font-family:"宋体";}@font-face{font-family:"Calibri";}@font-face{font-family:"Wingdings";}@font-face{font-family:"仿宋_GB2312";}p.MsoNormal{mso-style-name:正文;mso-style-parent:"";margin:0pt;margin-bottom:.0001pt;mso-pagination:none;text-align:justify;text-justify:inter-ideograph;font-family:Calibri;mso-fareast-font-family:宋体;mso-bidi-font-family:'Times New Roman';;mso-font-kerning:1.0000pt;}span.10{font-family:Calibri;}span.msoIns{mso-style-type:export-only;mso-style-name:"";text-decoration:underline;text-underline:single;color:blue;}span.msoDel{mso-style-type:export-only;mso-style-name:"";text-decoration:line-through;color:red;}table.MsoNormalTable{mso-style-name:普通表格;mso-style-parent:"";mso-style-noshow:yes;mso-tstyle-rowband-size:0;mso-tstyle-colband-size:0;mso-padding-alt:0.0000pt 5.4000pt 0.0000pt 5.4000pt;mso-para-margin:0pt;mso-para-margin-bottom:.0001pt;mso-pagination:widow-orphan;font-family:'Times New Roman';;mso-ansi-language:#0400;mso-fareast-language:#0400;mso-bidi-language:#0400;}table.MsoTableGrid{mso-style-name:网格型;mso-tstyle-rowband-size:0;mso-tstyle-colband-size:0;mso-padding-alt:0.0000pt 5.4000pt 0.0000pt 5.4000pt;mso-border-top-alt:0.5000pt solid windowtext;mso-border-left-alt:0.5000pt solid windowtext;mso-border-bottom-alt:0.5000pt solid windowtext;mso-border-right-alt:0.5000pt solid windowtext;mso-border-insideh:0.5000pt solid windowtext;mso-border-insidev:0.5000pt solid windowtext;mso-para-margin:0pt;mso-para-margin-bottom:.0001pt;mso-pagination:none;text-align:justify;text-justify:inter-ideograph;font-family:'Times New Roman';;mso-ansi-language:#0400;mso-fareast-language:#0400;mso-bidi-language:#0400;}@page{mso-page-border-surround-header:no; mso-page-border-surround-footer:no;}@page Section0{margin-top:72.0000pt;margin-bottom:72.0000pt;margin-left:90.0000pt;margin-right:90.0000pt;size:595.3000pt 841.9000pt;layout-grid:15.6000pt;mso-header-margin:42.5500pt;mso-footer-margin:49.6000pt;}div.Section0{page:Section0;}行政处罚决定书文号
苏金罚决字〔2024〕4号
被处罚当事人
泛华联兴保险销售股份公司江苏分公司
主要违法违规事实
未按规定对从业人员开展培训;擅自聘任高级管理人员
行政处罚依据
《中华人民共和国保险法》第一百二十一条、第一百六十七条,《保险代理人监管规定》第三十七条、第九十四条
行政处罚决定
警告并处罚款4.5万元
作出处罚决定的
机关名称
国家金融监督管理总局江苏监管局
作出处罚决定的日期
2024年1月10日
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